Tags: Financial Regulation
Unlocking AML Compliance: The Growing Significance of PEP Screening
In 2025, accurately identifying Politically Exposed Persons (PEPs) has become crucial for the financial sector in combating money laundering and corruption. Compliance teams must utilize…
Prudential Regulatory Authority Proposes Boosting FSCS Protection to £110,000: What It Means for Your Savings
The Prudential Regulation Authority (PRA) plans to raise the Financial Services Compensation Scheme (FSCS) deposit protection limit from £85,000 to £110,000, the first increase since…
UK Government Unveils Plans to Eliminate Payment Systems Regulator: What It Means for Consumers
The UK’s financial regulatory landscape is undergoing a significant change with the consolidation of the Payment Systems Regulator (PSR) into the Financial Conduct Authority (FCA).…
SEC Launches Innovative Cyber and Emerging Technologies Unit to Enhance Financial Security
The newly established Cryptocurrency Enforcement and Technology Unit (CETU), led by Laura D’Allaird, aims to enhance regulatory efforts in the cryptocurrency industry, focusing on fraud…
Mastering Compliance: Navigating Regulatory Risks in Continuation Funds
High interest rates and market volatility are prompting asset managers to reconsider investment strategies, leading to increased use of GP-led secondary transactions and continuation funds.…
FSB Emphasizes the Crucial Role of Climate Transition Plans in Ensuring Financial Stability
The Financial Stability Board (FSB) has issued a report highlighting the importance of climate transition plans for enhancing financial stability. These plans, created by both…
Robinhood Faces $45 Million Penalty: SEC Cracks Down on Major Securities Violations
Robinhood has reached a $45 million settlement with the SEC over multiple securities law violations, underscoring regulatory challenges in the FinTech sector. The SEC’s investigation…
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